Call Us Today! (866) 435-8364

Compliance

Cybersecurity Alert – OCIE – Safeguarding Customer Records and Information in Network Storage – Use of Third Party Security Features

Alert On May 23, 2019, the Office of Compliance Inspections and Examinations ("OCIE") issued the alert "Safeguarding Customer Records and Information in Network Storage - Use of Third Party Security Features". In this alert the OCIE 'identified security risks associated with the storage of electronic customer records and information by broker-dealers and investment advisers in

2020-04-27T10:29:52-04:00May 27th, 2019|Cyber, OCIE|

External Vulnerability Assessments

Are you in need of external vulnerability assessments to satisfy business or regulatory requirements? Or are you afraid you can not keep up with the latest known threats, and want a better handle on it? Elteni can help you meet any of those needs, and more, by providing you various external vulnerability assessment options. We

2020-04-27T10:29:56-04:00April 2nd, 2019|Services|
Go to Top