Elteni conducts a simulated examination that is focused on policies and processes, compliance with the policies and processes, and evidence collection and analysis to identify items that may be considered a deficiency, from a regulatory perspective.
The benefits of performing a mock regulatory cybersecurity exam includes:
- Assist you with interpreting the examination request list
- Prepare you for SEC, NFA, and FINRA exams
- Identity potential gaps/deficiencies and provide recommendations for how to correct them
- Provide assurance of your cybersecurity program
If you are signed up for Elteni Vision or Elteni 365 a gap anlysis is included. Mock Regulatory Cybersecurity Exams are an additional fee.