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FINRA Keeps Its Business Continuity Rule Intact

FINRA Rule 4370 requires firms of all sizes to be prepared for business disruptions by maintaining a business continuity plan. After conducting a "Pandemic Review" of the rule, which included extensive feedback from internal and external stakeholders, FINRA decided to keep the rule as is. A majority of the feedback received indicated that Rule 4370

2022-01-07T18:25:58-05:00December 30th, 2021|BCP, Cyber, FINRA|

Apache Log4j 2 Vulnerability

You probably heard the news this weekend about the new critical remote code execution vulnerability affecting Apache log4j 2. A remote code execution vulnerability is an attack that can be launched from anywhere in the world, as long as an affected system is available remotely. Why is important? The vulnerability affects millions of devices, including

2021-12-13T08:08:37-05:00December 13th, 2021|Apache, Exploit, Hackers, Hedge Fund, Investment Adviser, Reverse Shell, Vulnerability|
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