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Fraud

Protecting Investor Data Under the Updated Regulation S-P

Protecting Investor Data Under the Updated Regulation S-P What changed, what it means, and what we’re doing together Why this matters now The SEC’s amendments to Regulation S-P expand what firms must do to detect, respond to, and recover from any unauthorized access to customer information—and to notify affected individuals promptly. What’s new at a

Phantom Extortion Phishing Targeting Financial Services Firms!

Recently a few of our clients were recipients of phishing email leveraging scare tactics, also known as the Phantom Extortion Scam. This scam involves cyber criminals sending fake emails or messages to individuals or businesses, claiming that there has been a security breach or incident involving sensitive client or organization data. The cyber criminals then

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