Have you considered the work from home risks?
Have you made the decision to allow employees to work from home or are you still contemplating the idea? If work from home is or will be the […]
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Category: Regulatory
The SEC’s OCIE Releases Their Observations From Examinations
On January 27, 2020 the Securities and Exchange Commission Commission’s Office of Compliance Inspections and Examinations issued examination observations related to cybersecurity and operational resiliency practices undertaken by market participants. […]
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CFTC issues alerts and expects responses!
In December 2019, the U.S. government issued indictments against two hackers who were allegedly involved in a multiyear effort to penetrate the systems of several IT Vendors and […]
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