2024 January Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover an SEC Director’s op-ed on disclosure rules. A major international cybersecurity crackdown by law enforcement. The SEC op-ed […]
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Category: OCIE
2023 December Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover additional regulatory rules being approved for Clearing Agencies. Also, the numbers are in, and enforcement actions are […]
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2023 November Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover a major cybersecurity revelation. The SEC has taken action against SolarWinds Corporation and its CISO, Timothy G. […]
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The SEC proposes new Cybersecurity rules
Earlier today the Securities and Exchange Commission voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered investment companies and business development companies […]
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SEC Charges First American Financial Corporation With Cybersecurity Disclosure Controls Failures
On June 15, 2021 “The Securities and Exchange Commission (“SEC”) announced settled charges against real estate settlement services company First American Financial Corporation for disclosure controls and procedures […]
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2021 SEC OCIE Cybersecurity Exam Priorities
Yesterday the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released its 2021 exam priorities. In the letter the SEC highlighted that their […]
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Cayman Islands Investment firm exposes sensitive client information!
A Cayman Islands investment firm’s backups stored in a Microsoft Azure Blob Storage was not secured properly thus resulting in a potential leak of personal banking information, individual […]
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OCIE issues a new alert: “Credential Stuffing”
Yesterday The Office and Compliance Inspections and Examinations (“OCIE”) issued an alert about safeguarding client accounts against credential compromise that highlighted the issue of “credential stuffing attacks“. Credential […]
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OCIE issues a new Cybersecurity: Ransomware Alert
Today the OCIE issued a Ransomware Alert, highlighting an uptick in sophisticated social engineering and other cyber campaigns, designed to infiltrate the networks of financial institutions to access […]
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Have you considered the work from home risks?
Have you made the decision to allow employees to work from home or are you still contemplating the idea? If work from home is or will be the […]
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