2024 February Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we highlight the FINRA regulatory oversight report, law enforcement continuing their crackdown on cyber criminals and the impact of Artificial […]
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Category: Cyber
2024 January Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover an SEC Director’s op-ed on disclosure rules. A major international cybersecurity crackdown by law enforcement. The SEC op-ed […]
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2023 December Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover additional regulatory rules being approved for Clearing Agencies. Also, the numbers are in, and enforcement actions are […]
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2023 November Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover a major cybersecurity revelation. The SEC has taken action against SolarWinds Corporation and its CISO, Timothy G. […]
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Phantom Extortion Phishing Targeting Financial Services Firms!
Recently a few of our clients were recipients of phishing email leveraging scare tactics, also known as the Phantom Extortion Scam. This scam involves cyber criminals sending fake […]
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Is this the end of LastPass?
LastPass, a popular password management service, has revealed that malicious actors have gained access to unencrypted customer data, including web URLs, email addresses, company names, billing addresses, telephone […]
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NYDFS Proposed Enhancements – Second Amendment to 23 NYCRR 500
On July 29, 2022, the New York Department of Financial Services (NYDFS) provided several potential enhancements to the existing Part 500 Cybersecurity Rules. The Draft Amendments can be […]
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The SEC proposes new Cybersecurity rules
Earlier today the Securities and Exchange Commission voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered investment companies and business development companies […]
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NYDFS’s first time charging a company for not adhering to their Cybersecurity Regulation Part 500 of Title 23
The New York Department of Financial Services (“NYDFS”) has charged First American Insurance company with multiple section code violations pertaining to cyber security policies. This is NYDFS’s first […]
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FINRA Keeps Its Business Continuity Rule Intact
FINRA Rule 4370 requires firms of all sizes to be prepared for business disruptions by maintaining a business continuity plan. After conducting a “Pandemic Review” of the rule, […]
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