2024 January Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover an SEC Director’s op-ed on disclosure rules. A major international cybersecurity crackdown by law enforcement. The SEC op-ed […]
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Category: FINRA
2023 December Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover additional regulatory rules being approved for Clearing Agencies. Also, the numbers are in, and enforcement actions are […]
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2023 November Newsletter
ELTENI’S CYBER SCOOP Latest News In this newsletter, we uncover a major cybersecurity revelation. The SEC has taken action against SolarWinds Corporation and its CISO, Timothy G. […]
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FINRA Keeps Its Business Continuity Rule Intact
FINRA Rule 4370 requires firms of all sizes to be prepared for business disruptions by maintaining a business continuity plan. After conducting a “Pandemic Review” of the rule, […]
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