Protecting Investor Data Under the Updated Regulation S-P What changed, what it means, and what we’re doing together Why this matters now The SEC’s amendments to Regulation S-P […]
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Recently a few of our clients were recipients of phishing email leveraging scare tactics, also known as the Phantom Extortion Scam. This scam involves cyber criminals sending fake […]
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Earlier today the Securities and Exchange Commission voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered investment companies and business development companies […]
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Ransomware, the word alone evokes fear into many companies. How did this form of crime actually start? In 1989, Dr. Joseph L. Popp created the first ransomware called […]
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Today the Securities and Exchange Commission (SEC) sanctioned eight firms in three actions for failures in their cybersecurity policies and procedures that resulted in email account takeovers exposing […]
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Yesterday the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released its 2021 exam priorities. In the letter the SEC highlighted that their […]
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Yesterday The Office and Compliance Inspections and Examinations (“OCIE”) issued an alert about safeguarding client accounts against credential compromise that highlighted the issue of “credential stuffing attacks“. Credential […]
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Today the OCIE issued a Ransomware Alert, highlighting an uptick in sophisticated social engineering and other cyber campaigns, designed to infiltrate the networks of financial institutions to access […]
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Will Work From Home (WFH) be an Alternative Asset Management Firm’ new norm? Firstly, let me address the question that comes to mind after reading the title, this […]
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