Protecting Investor Data Under the Updated Regulation S-P What changed, what it means, and what we’re doing together Why this matters now The SEC’s amendments to Regulation S-P […]
Read the insight →
Ransomware, the word alone evokes fear into many companies. How did this form of crime actually start? In 1989, Dr. Joseph L. Popp created the first ransomware called […]
Read the insight →
Today the Securities and Exchange Commission (SEC) sanctioned eight firms in three actions for failures in their cybersecurity policies and procedures that resulted in email account takeovers exposing […]
Read the insight →
Yesterday the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released its 2021 exam priorities. In the letter the SEC highlighted that their […]
Read the insight →
Yesterday The Office and Compliance Inspections and Examinations (“OCIE”) issued an alert about safeguarding client accounts against credential compromise that highlighted the issue of “credential stuffing attacks“. Credential […]
Read the insight →
Today the OCIE issued a Ransomware Alert, highlighting an uptick in sophisticated social engineering and other cyber campaigns, designed to infiltrate the networks of financial institutions to access […]
Read the insight →
The team at Check Point identified that cyber criminals – dubbed the Florentine Banker – targeted three Private Equity firms and stole over $1.3 million dollars, with […]
Read the insight →