Cybersecurity Regulatory Mock Audit
A comprehensive simulation of a regulatory cybersecurity examination, including document review, testing, interviews and response readiness.
Know when to bring this work into the program.
Use a mock audit before an expected examination, after significant program change, or when leadership wants to test whether the firm can withstand examiner-level scrutiny.
A scope built around the risk.
A comprehensive simulation of a regulatory cybersecurity examination, including document review, testing, interviews and response readiness.
- Document requests and evidence readiness
- Detailed policy and control testing
- Interviews with responsible personnel
- Consistency across written responses, evidence and actual practice
Useful output for the people who must act.
- Simulated request list and examination plan
- Detailed testing results and deficiency themes
- Mock interviews and response coaching
- Remediation plan before the real examination
A process designed for cybersecurity regulatory mock audit.
Stage the examination
Begin with document requests and evidence readiness and confirm the systems, people and evidence needed to answer the client’s specific questions.
Test the evidence
Review detailed policy and control testing. Then evaluate interviews with responsible personnel to determine whether the relevant controls operate as intended.
Interview the owners
Assess consistency across written responses, evidence and actual practice and connect the result to credible security, operational and business impact.
Remediate weak spots
Provide simulated request list and examination plan and detailed testing results and deficiency themes, then align responsible parties around the next actions.
Move from activity to clarity.
Can the firm respond quickly and consistently?
To answer this, Elteni analyzes document requests and evidence readiness together with detailed policy and control testing. The client receives simulated request list and examination plan, with the evidence, context and next steps needed to act.
Will the evidence support the written narrative?
To answer this, Elteni analyzes detailed policy and control testing together with interviews with responsible personnel. The client receives detailed testing results and deficiency themes, with the evidence, context and next steps needed to act.
Where could an examiner challenge ownership or effectiveness?
To answer this, Elteni analyzes interviews with responsible personnel together with consistency across written responses, evidence and actual practice. The client receives mock interviews and response coaching, with the evidence, context and next steps needed to act.
The result does not have to live in another report.
Relevant findings, evidence, owners and remediation status can be centralized in the Elteni Platform as part of an ongoing relationship.
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