Newsletter Archives - Elteni

2024 April Newsletter

Darrell Tucker — Mon, 15 Apr 2024 19:08:18 +0000

ELTENI'S CYBER SCOOP Latest News In this newsletter, we highlight the regulatory emphasis on documentation and reporting, the requirement for and potential impact of third-party risk management and putting security on the boardroom agenda. REGULATORY CORNER CISA Proposed Cyber Incident Reporting Requirement covers a wider range of entities The U.S. Department of Homeland Security’s (DHS)

The post 2024 April Newsletter appeared first on Elteni.

2024 March Newsletter

Elteni — Mon, 11 Mar 2024 14:22:07 +0000

ELTENI'S CYBER SCOOP Latest News In this newsletter, we highlight the Compliance issues with the SEC’s rule on material incident disclosure, The Department of Justice's continued efforts to combat the exploitation of widespread vulnerabilities and the increased sophistication of deepfake cyber incidents. REGULATORY CORNER Companies are not complying with the new SEC cybersecurity incident rule

The post 2024 March Newsletter appeared first on Elteni.

2024 February Newsletter

Elteni — Mon, 12 Feb 2024 17:02:18 +0000

ELTENI'S CYBER SCOOP Latest News In this newsletter, we highlight the FINRA regulatory oversight report, law enforcement continuing their crackdown on cyber criminals and the impact of Artificial Intelligence on cybersecurity. REGULATORY CORNER FINRA Publishes 2024 Regulatory Oversight Report In January, FINRA published their 2024 Annual Regulatory Oversight Report, which was formally known as the

The post 2024 February Newsletter appeared first on Elteni.

2024 January Newsletter

Elteni — Fri, 05 Jan 2024 22:34:34 +0000

ELTENI'S CYBER SCOOP Latest News In this newsletter, we uncover an SEC Director’s op-ed on disclosure rules. A major international cybersecurity crackdown by law enforcement. The SEC op-ed on disclosure rules. REGULATORY CORNER SEC Director of Corporation Finance weighs in on Cybersecurity Disclosures Rules The Director of the SEC’s Division of Corporation Finance provided his

The post 2024 January Newsletter appeared first on Elteni.

2023 December Newsletter

Elteni — Thu, 07 Dec 2023 23:18:08 +0000

ELTENI'S CYBER SCOOP Latest News In this newsletter, we uncover additional regulatory rules being approved for Clearing Agencies. Also, the numbers are in, and enforcement actions are up, including SEC settled charges against a broker-dealer and a software company for allegedly providing misleading information regarding cyber incidents. Lastly, the proposed cybersecurity rules for RIAs

The post 2023 December Newsletter appeared first on Elteni.

2023 November Newsletter

Elteni — Tue, 07 Nov 2023 17:42:36 +0000

ELTENI'S CYBER SCOOP Latest News In this newsletter, we uncover a major cybersecurity revelation. The SEC has taken action against SolarWinds Corporation and its CISO, Timothy G. Brown, for alleged fraud and internal control lapses tied to cybersecurity risks. Want to download this in pdf? Enter the password from the email you received.

The post 2023 November Newsletter appeared first on Elteni.